About
Founded in 2021, GBA Capital Holdings (AFSL 544680) is an independently owned stockbroking and Capital markets firm based in Sydney and Perth, providing equity sales and trading, corporate advisory to wholesale and corporate clients. GBA is focused on emerging and high growth ASX listed and pre-IPO opportunities
Our services
Mergers and
Acquisitions
Corporate
Advisory
Capital
markets
Equity Sales
and Trading
Our Strategy
Trust
GBA Capital focuses on establishing enduring
partnerships with our clients, based on trust,
reliability and shared ambitions
Integrity
We uphold the highest standards of integrity,
ensuring ethical conduct and honesty in all
dealings.
Innovation
We are driven to provide cutting edge services
that enhance the financial experiences of our
clients.
Latest Transactions
TENNANT MINERALS LIMITED
ASX:TMS
April 2024
Mining & Resources
Placement
Joint Lead Manager
ENOVA MINING LIMITED
ASX: ENV
April 2024
Mining & Resources
Placement
Lead Manager
ADELONG GOLD
ASX:ADG
March 2024
Mining & Resources
Placement
Lead Manager
POWER MINERALS LIMITED
ASX:PNN
March 2024
Mining & Resources
Placement
Lead Manager
JAYRIDE
ASX: JAY
February 2024
Technology
$1.50m
Convertible Note
Lead Manager
ENVOA MINING LIMITED
ASX:ENV
February 2024
Mining & Resources
CODA Rare Earth Prospect,
Minas Gerais, Brazil
Mergers and Acquisitions
Lead Advisor
AUSTRALIAN MINES LIMITED
ASX:AUN
February 2024
Mining & Resources
$3.00m
Placement
Lead Manager
AUSTRALIAN MINES LIMITED
ASX:AUZ
December 2023
Mining & Resources
Jequie Rare Earth Prospects - Bahia, Brazil & the Resende
Lithium Prospects - Minas Gerais, Brazil
Mergers and Acquisitions
Lead Advisor
JUNO MINERALS
ASX: JNO
December 2023
Mining & Resources
$1.64m
Shortfall Placement
Lead Manager
ENVOA MINING LIMITED
ASX:ENV
December 2023
Mining & Resources
Pocas, Juquia, Resplendor, Caral,
San Antonio & Salinas
Mergers and Acquisitions
Lead Advisor
COPPERSEARCH
ASX:CUS
November 2023
Mining & Resources
$1.21m
Placement
Lead Manager
INCA MINERALS
ASX:ICG
November 2023
Mining & Resources
$1.00m
Placement
Lead Manager
ALICE QUEEN LIMITED
ASX:AQX
November 2023
Mining & Resources
Placement
Lead Manager
ASRA MINERALS
ASX: ASR
November 2023
Mining & Resources
$2.50m
Placement
Lead Manager
ALICE QUEEN LIMITED
ASX:AQX
November 2023
Mining & Resources
$750k
Underwriten Entitlement
Lead Manager & Underwriter
PAN ASIA METALS
ASX:PAM
October 2023
Mining & Resources
$1.45m
Placement
Lead Manager
Testimonial
“Stavely Minerals (SVY) is an ASX listed exploration company with copper gold projects in Victoria and Nickel-copper projects in the West Kimberley region of WA. We engaged GBA Capital for a capital raising for exploration drilling, resource definition and future working capital. GBA executed the transaction with remarkable efficiency and coordination, providing a prompt turnaround. I would be glad to recommend GBA to other companies looking to raise growth capital.”
Stavely Minerals (SVY)
Chris Cairns, Managing Director
July 2023 - $3.55m Placement
“ASR is a gold and rare earth exploration company focused on Western Australia. ASR engaged GBA to raise capital to assist in repaying some costly legacy debt and provide working capital to advance our projects. GBA were able to think creatively and work constructively to provide a capital solution that mitigated dilution to our shareholders and provided fast and efficient capital to our business. We were particularly impressed with GBA’s fast turn around and their ability to raise capital quickly with a professional and highly organized settlement process.”
Asra Minerals Limited (ASR)
Paul Summers, Chairman
December 2022 - $2.5m Convertible Note
“Harena Resources is a private resource exploration company with a substantial brownfield, rare earth resource in Madagascar. We contacted GBA over Christmas 2022 and they quickly delivered a capital raising structure that raised the funds we required. We highly recommend the skill and responsiveness of GBA to other companies considering raising capital..”
Harena Resources
Tim Morrison, Chairman
February 2023 - $2.95m Convertible Note
“PNN is a diversified exploration company that engaged GBA for private placement to accelerate the company’s exploration activities in Argentina and Australia. We were delighted how GBA provided a fast turn around in achieving over $10m of bids in a single day for our oversubscribed placement with a highly professional and efficient approach”.
Power Minerals Limited (PNN)
Stephen Ross, Chairman
September 2022 - $5.5m Placement
“Aruma Resources (AAJ) is an ASX listed exploration company with lithium and gold projects in Western Australia. We engaged GBA Capital for our recent placement and were impressed with their speed of execution and professional approach, achieving an oversubscription for our capital raise in difficult market conditions.”
Aruma Resources (AAJ)
James Moses, Chairman
June 2023 - $2.36m Placement